John A. Goodhand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Goodhand, who also goes by Andrew Goodhand, John A Goodhand, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2009. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2016 - May 15, 2017
VICTORY CAPITAL SERVICES, INC.
February 19, 2015 - August 22, 2016
RS FUNDS DISTRIBUTOR LLC
September 6, 2011 - March 11, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
December 9, 2009 - July 29, 2011
CITIGROUP GLOBAL MARKETS INC.
October 12, 2009 - November 23, 2009
LIBERTY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
