William M. Guinn
Professional summary
William Matthew J Guinn, CFP®, who also goes by Matthew Joseph Guinn, William Matthew Guinn, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. William has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Matthew J Guinn's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2016 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive,, Orlando, FL 32810January 22, 2016 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810August 24, 2015 - December 11, 2015
CAPE SECURITIES INC.
October 9, 2013 - August 27, 2015
MML INVESTORS SERVICES, LLC
September 20, 2013 - August 27, 2015
MML INVESTORS SERVICES, LLC
February 27, 2012 - August 20, 2013
MSI FINANCIAL SERVICES, INC.
December 23, 2011 - August 20, 2013
MSI FINANCIAL SERVICES, INC.
December 16, 2009 - November 4, 2011
EDWARD JONES
November 30, 2009 - November 4, 2011
EDWARD JONES
March 20, 2008 - November 27, 2009
ESSEX NATIONAL SECURITIES, LLC
October 5, 2007 - March 14, 2008
GPC SECURITIES, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2016)
(1/22/2016)
(1/27/2016)
(5/22/2025)
(8/9/2025)
(1/22/2016)
(3/2/2016)
(1/27/2016)
(11/21/2023)
(1/27/2016)
(5/22/2025)
(4/23/2025)
(1/27/2016)
(1/27/2016)
(5/6/2025)
(1/27/2016)
(1/27/2016)
(1/27/2016)
(9/17/2024)
(3/7/2024)
(1/27/2016)
(3/7/2024)
(1/27/2016)
(1/3/2020)
(1/27/2016)
(1/27/2016)
(1/27/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
