JK
Jeffrey R. Kline
STONEBRIDGE FINANCIAL GROUP
Wormleysburg, PA 17043
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CRD#: 5369961
JK
Professional summary
Jeffrey Ryan Kline, AIF®, who also goes by Jeffrey Ryan Kline Mr., is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP, LLC located in Wormleysburg, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Lancaster, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jeffrey has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Ryan Kline Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pennsylvania DeMolay Treasurer. 1244 Bainbridge Rd, Elizabethtown, PA 17022. This is a fraternity for boys 12-21 years of age. State Treasurer-monitor the investment account that is managed by external advisor on behalf of the organization. 1 hr/mo; 1 during trading hrs. 2) Stonebridge Financial Group. 602 N Front St, Wormleysburg, PA 17043. RIA. 167 hrs/mo; 167during trading hrs. 3) Private Client Services, Investment Related; Wormleysburg, PA 17043; Sell financial products; Licensed Admin; 04/2024 Less than 10 hours per month all during trading hours. 4) Stonebridge HR Solutions; Non-investment related; Wormleysburg, PA 17043; Operations; reseller and service provider of Paycor payroll software; Approximately 10 hours per week during trading hours 5) SBFG Partners LLC. 602 N Front Street, Wormleysburg PA 17043. Entity owned by the same six principal owners of Stonebridge Financial Group. Entity owns a stake in an insurance agency called MPC Insurance Group LLC that offers health and financial security solutions, mostly Medicare plans, life insurance, annuities, and long-term care coverage.1/6th partner in SBFG Partners LLC that owns a stake in MPC Insurance Group. I perform no official day to day duties at MPC Insurance Group. 0 hrs/mo; 0 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Ryan Kline's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 2, 2024 - Present
STONEBRIDGE FINANCIAL GROUP, LLC
Office #1: 602 North Front Street, Wormleysburg, PA 17043RIA
CRD#: 327529
Wormleysburg, PA
Current
April 4, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 26a E Roseville Rd, Lancaster, PA 17601RIA
BD
CRD#: 120222
Lancaster, PA
Past
November 1, 2018 - December 31, 2023
OSAIC ADVISORY SERVICES, LLC
RIA
CRD#: 171070
Wormleysburg, PA
Past
October 31, 2018 - April 5, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Wormleysburg, PA
Past
March 15, 2013 - November 5, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WORMLEYSBURG, PA
Past
March 15, 2013 - November 5, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WORMLEYSBURG, PA
Past
August 23, 2007 - March 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEMOYNE, PA
Past
July 30, 2007 - March 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEMOYNE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STONEBRIDGE FINANCIAL GROUP, LLC
AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC
CRD#: 327529 / SEC#: 801-129034
RIA
Registered Investment Advisory firm - (11/8/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Pennsylvania(1/2/2024)
RR
Pennsylvania(4/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STONEBRIDGE FINANCIAL GROUP, LLC
AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC
CRD#: 327529 / SEC#: 801-129034
RIA
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Contact information
Main Address
602 North Front Street, Wormleysburg, PA 17043
Mailing Address
Phone number
(717) 736-7007
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,021 |
| AUM (Assets Under Management) | $ 1,831,293,279 |
Red Flags
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