Jonathan J. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Joseph Wolf, who also goes by Jonathan J Wolf, Jonathan J. Wolf, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2008. Jonathan had worked at 9 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2023 - May 3, 2023
FIRST UNITED LEGACY ADVISORS
March 6, 2018 - November 24, 2020
BROADWAY WEALTH SOLUTIONS
August 15, 2014 - October 2, 2017
ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC
May 16, 2013 - June 24, 2014
BBVA SECURITIES INC.
February 14, 2013 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 21, 2012 - December 14, 2012
FSC SECURITIES CORPORATION
May 15, 2012 - June 24, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
October 21, 2010 - May 16, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 19, 2008 - September 16, 2010
ALLIANCEBERNSTEIN L.P.
February 12, 2008 - September 16, 2010
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST UNITED LEGACY ADVISORS
CRD#: 324254 / SEC#: 801-127079
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
