Dijon M. Morrisette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dijon Monet Morrisette, who also goes by Dijon M Morrisette, Dijon Morrisette, was a registered financial professional .
Dijon is a previously registered financial professional and started their career in finance in 2011. Dijon had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2015 - May 31, 2016
NEWPORT COAST SECURITIES, INC.
October 7, 2015 - May 31, 2016
NEWPORT COAST SECURITIES, INC.
May 27, 2014 - September 1, 2015
ACADEMY SECURITIES, INC.
March 19, 2013 - September 10, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 2013 - September 10, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2011 - August 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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