Christopher J. Sauro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Sauro, who also goes by Christopher Sauro, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2007. Christopher had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2013 - December 5, 2016
LEARNVEST PLANNING SERVICES, LLC
September 7, 2011 - May 21, 2013
BROADBAND CAPITAL MANAGEMENT, LLC
February 22, 2010 - September 6, 2011
WILMINGTON CAPITAL SECURITIES, LLC
December 24, 2009 - February 5, 2010
MAXIM GROUP LLC
July 15, 2009 - October 19, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
December 23, 2008 - July 6, 2009
E*TRADE SECURITIES LLC
July 11, 2007 - May 2, 2008
G-2 TRADING,LLC
State Registrations and Notice Filings
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Exams
Current Firm
LEARNVEST PLANNING SERVICES, LLC
CRD#: 162453 / SEC#: 801-76617
Contact information
Red Flags
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