Jacob A. Halladay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob A Halladay, who also goes by Jake Albert Halladay, Jacob Albert Hallady, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2007. Jacob had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2024 - December 20, 2024
THECE WEALTH MANAGEMENT
November 14, 2022 - November 27, 2024
CORIENT
June 18, 2019 - March 31, 2023
CORIENT CAPITAL PARTNERS, LLC
July 30, 2012 - June 17, 2019
BEL AIR INVESTMENT ADVISORS LLC
July 30, 2012 - June 17, 2019
BEL AIR SECURITIES LLC
August 6, 2007 - August 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 2007 - August 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THECE WEALTH MANAGEMENT
CRD#: 333246 / SEC#: 801-131327
Contact information
Documents
Red Flags
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