FP
Franklin J. Parker
DIRECTIONAL ADVISORS
LEWISVILLE, TX
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CRD#: 5369099
FP
Professional summary
Franklin James Parker is a registered financial advisor currently at DIRECTIONAL ADVISORS located in Lewisville, Texas.
Franklin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Franklin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; SAILINGSTONE TECHNOLOGIES, LLC whether the business is investment-related; NO the address of the other business; 2556 SARAH LN, LEWISVILLE, TX 75056 the nature of the other business; SOFTWARE DEVELOPMENT/SOFTWARE AS A SERVICE your position; CHAIRMAN title, or relationship with the other business; CHAIRMAN the start date of your relationship; MAY 27, 2022 the approximate number of hours/month you devote to the other business; 12 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; I am the founder and business manager of the business. When the product is build I will also be responsible for introductions to key customers. 2556 SARAH LN, LEWISVILLE, TX 75056 � the nature of the other business; SOFTWARE DEVELOPMENT/SOFTWARE AS A SERVICE � your position; CHAIRMAN � title, or relationship with the other business; CHAIRMAN � the start date of your relationship; MAY 27, 2022 � the approximate number of hours/month you devote to the other business; 12 � the number of hours you devote to the other business during securities trading hours; 0 � and briefly describe your duties relating to the other business; I am the founder and business manager of the business. When the product is build I will also be responsible for introductions to key customers.
CRS (Client Relationship Summary) - RIA
Click below to view Franklin James Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2021 - Present
DIRECTIONAL ADVISORS
RIA
CRD#: 311908
LEWISVILLE, TX
Past
May 7, 2015 - January 28, 2021
BRIGHT WEALTH MANAGEMENT, LLC
RIA
CRD#: 169771
LEWISVILLE, TX
Past
June 4, 2013 - May 28, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
DALLAS, TX
Past
June 4, 2013 - May 28, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
DALLAS, TX
Past
January 28, 2013 - June 12, 2013
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
MCKINNEY, TX
Past
June 22, 2011 - June 24, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
PRINCETON, TX
Past
June 22, 2011 - June 24, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
PRINCETON, TX
Past
February 8, 2008 - June 28, 2011
EDWARD JONES
RIA
CRD#: 250
PRINCETON, TX
Past
January 4, 2008 - June 28, 2011
EDWARD JONES
BD
CRD#: 250
PRINCETON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIRECTIONAL ADVISORS
DIRECTIONAL ADVISORS | FRANKLIN PARKER FINANCIAL, LLC | FRANKLIN PARKER FINANCIAL
CRD#: 311908 / SEC#: 801-131170
RIA
Registered Investment Advisory firm - (9/24/2024 Approved)Texas
Registered Investment Advisory firm - (9/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DA
DIRECTIONAL ADVISORS
DIRECTIONAL ADVISORS | FRANKLIN PARKER FINANCIAL, LLC | FRANKLIN PARKER FINANCIAL
CRD#: 311908 / SEC#: 801-131170
RIA
Registered Investment Advisory firm - (9/24/2024 Approved)Texas
Registered Investment Advisory firm - (9/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Lewisville, TX
Mailing Address
Phone number
(214) 714-5520
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 107,839,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
