Christopher B. Neils
Professional summary
Christopher B Neils JR., who also goes by Christopher B Neils, Christopher Brian Neils, is a registered financial professional currently at BFY SECURITIES, LLC located in Yarmouth, Maine.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher B Neils JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2024 - Present
BFY SECURITIES, LLC
February 11, 2022 - December 14, 2023
RAYMOND JAMES & ASSOCIATES, INC.
May 24, 2018 - December 2, 2021
HARRIS WILLIAMS
August 28, 2014 - May 18, 2018
ALTACCESS SECURITIES COMPANY, L.P.
February 18, 2011 - December 23, 2013
INTREPID INVESTMENT BANKERS LLC
June 1, 2009 - November 18, 2009
MORGAN STANLEY
January 26, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2024)
Exams
FINRA
Current Firm
BFY SECURITIES, LLC
CRD#: 187514 / SEC#: , 8-69610
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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