Christopher B Neils Jr.
Professional Summary
Christopher B Neils JR., who also goes by Christopher B Neils, Christopher Brian Neils, is a registered financial advisor currently at BFY SECURITIES, LLC located in Yarmouth, Maine. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher B Neils, Christopher Brian Neils
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
BFY SECURITIES, LLC | CEDAR CREST ADVISORS, LLC
Contact Information
Main Address
15 Pearl Street, Camden, ME 04843Mailing Address
15 Pearl Street, Camden, ME 04843Phone Number
(508) 954-4931Established
Utah since 02/20/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/10/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2018About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher B Neils JR.'s CRS (Customer Relationship Summary).
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