MG
Morris E. Gordon
EMPOWER ADVISORY GROUP
St Augustine, FL
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CRD#: 5368592
MG
Professional summary
Morris Ernesto Gordon, who also goes by Morris E Gordon, Morris Gordon, Morris Ernesto Gordon, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in St Augustine, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Morris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Morris has worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Morris E Gordon | Morris Gordon | Morris Ernesto Gordon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I*130086; For profit or not for profit: For-Profit Organization; Name of outside business organization: Short lived Property Management; Investment related: N; Address of business:; Jacksonville, Florida 32225; Nature of business: S-Corp,; Position, title, association: Owner,; Start date of relationship: 2/17/2020; Number of hours devoted: 20 hour(s) Monthly; Number of hours devoted during trading hours: 0; Duties: Starting an AIRBNB in St Augustine. 2) Prismatic Properties LLC / Co-Owner. Short and long-term rental property management. 3) Troika Vending / Co-Owner. Vending machine company.
CRS (Client Relationship Summary) - RIA
Click below to view Morris Ernesto Gordon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
St Augustine, FL
Current
August 27, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
October 15, 2009 - August 23, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
September 9, 2009 - August 23, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
April 17, 2009 - August 4, 2009
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
JACKSONVILLE, FL
Past
February 12, 2009 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/27/2021)
RR
Alaska(8/27/2021)
RR
Arizona(8/27/2021)
RR
Arkansas(8/27/2021)
RR
California(8/27/2021)
RR
Connecticut(8/27/2021)
RR
Delaware(8/27/2021)
RR
Florida(8/27/2021)
IAR
Florida(9/2/2021)
RR
Georgia(8/27/2021)
RR
Hawaii(8/27/2021)
RR
Idaho(8/27/2021)
RR
Illinois(8/27/2021)
RR
Indiana(8/27/2021)
RR
Iowa(8/27/2021)
RR
Kansas(8/27/2021)
RR
Kentucky(8/27/2021)
RR
Maine(8/27/2021)
RR
Massachusetts(8/27/2021)
RR
Michigan(8/27/2021)
RR
Minnesota(8/27/2021)
RR
Mississippi(8/27/2021)
RR
Missouri(8/27/2021)
RR
Montana(8/27/2021)
RR
Nebraska(8/27/2021)
RR
Nevada(8/27/2021)
RR
New Hampshire(8/27/2021)
RR
New Jersey(8/27/2021)
RR
New Mexico(8/27/2021)
RR
New York(8/27/2021)
RR
North Carolina(8/27/2021)
RR
North Dakota(8/27/2021)
RR
Oklahoma(8/27/2021)
RR
Oregon(8/27/2021)
RR
Pennsylvania(8/27/2021)
RR
Rhode Island(8/27/2021)
RR
South Carolina(8/27/2021)
RR
South Dakota(8/27/2021)
RR
Tennessee(8/27/2021)
RR
Texas(8/27/2021)
RR
Utah(8/27/2021)
RR
Vermont(8/27/2021)
RR
Virginia(8/27/2021)
RR
Washington(8/27/2021)
RR
West Virginia(8/27/2021)
RR
Wisconsin(8/27/2021)
RR
Wyoming(8/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/1/2013
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
