Robert T. Anderson

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CRD#: 5368577

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Tyler Anderson, who also goes by Tyler Anderson, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2014. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tyler Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) TRADITION WEALTH MANAGEMENT; INVESTMENT-RELATED; 7601 FRANCE AVENUE SOUTH, SUITE 100, EDINA, MN 55435; DIRECTOR OF INVESTMENT OPERATIONS AND MARKETING; IA BUSINESS; 03/2014; 160 HOURS PER MONTH; 130 HOURS PER MONTH; PROSPECTUS ENRICHMENT KIT, SUBSCRIPTION KIT INVENTORY MGMT, WATCH LIST DATE MAINTENANCEL, ACCOUNT DATA RECONCILIATION, ACCOUNT BILLING, CLIENT-FACING MATERIAL MGMT, WEBSITE MAINTENANCE. IN ADDITION AS OF 3/2017, SERVE AS AN INVESTMENT ADVISER REP WITH TRADITION WEALTH MANAGEMENT AS WELL OFFERING INVESTMENT ADVISORY SERVICES TO CUSTOMERS. >> DIAMOND LAKE ACE HARDWARE; NON-INVESTMENT RELATED; 5425 NICOLLET AVENUE, MINNEAPOLIS MN 55419; RETAIL HARDWARE; GENERAL; START DATE 10/2013; 24 HOURS PER MONTH WITH NO HOURS PER MONTH DURING TRADING HOURS; GENERAL RETAIL MANAGERIAL AND SALES ASSOCIATE RESPONSIBILITIES INCLUDING CASHIERING, INVENTORY MANAGEMENT, CASH DRAWER ACCOUNTING, AND OTHER ADMINISTRATIVE TASKS, AS NECESSARY. >> NOTARY PUBLIC; NON-INVESTMENT RELATED; 7601 FRANCE AVENUE SOUTH, SUITE 100, EDINA MN 55435; OTHER; NOTARY; START DATE 08/2013; 2 HOURS PER MONTH WITH THOSE 2 HOURS OCCURRING DURING TRADING HOURS; VERIFY THAT A SIGNER IS AUTHENTIC AND WITNESS HIS/HER SIGNATURE(S).

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 2017 - October 13, 2023

TRADITION WEALTH MANAGEMENT LLC

RIA

CRD#: 128314

EDINA, MN

Past

October 28, 2016 - September 30, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Edina, MN

Past

October 9, 2014 - November 10, 2023

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Edina, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADITION WEALTH MANAGEMENT LLC

CRD#: 128314 / SEC#: 801-62666

RIA

Registered Investment Advisory firm - (1/30/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2014

General Securities Representative Examination

Current Firm

TRADITION WEALTH MANAGEMENT LLC

CRD#: 128314 / SEC#: 801-62666

RIA

Registered Investment Advisory firm - (1/30/2004 Approved)

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Contact information

Main Address

7601 France Avenue South Suite 100, Edina, MN 55435

Mailing Address

Phone number

(952) 563-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRADITION WEALTH MANAGEMENT ADVII (3/26/2025)

Regulatory assets under management

Total Number of Accounts	5,271
AUM (Assets Under Management)	$ 1,950,074,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert T. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRADITION WEALTH MANAGEMENT LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

TRADITION WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2014

Current Firm

TRADITION WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADITION WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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