Ryan P. Michler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan P Michler, who also goes by Ruan P Michleo, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2007. Ryan had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2018 - April 16, 2019
TENCAP WEALTH COACHING
April 4, 2014 - September 7, 2018
CITTICA
February 20, 2013 - April 9, 2014
PARK AVENUE SECURITIES LLC
October 23, 2007 - April 9, 2014
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
TENCAP WEALTH COACHING
CRD#: 166130 / SEC#: 801-130427
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TENCAP WEALTH COACHING
CRD#: 166130 / SEC#: 801-130427
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,025 |
| AUM (Assets Under Management) | $ 117,197,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
