RR
Ryan C. Rasner
T. ROWE PRICE INVESTMENT SERVICES
BALTIMORE, MD 21231
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CRD#: 5368026
RR
Professional summary
Ryan C Rasner, who also goes by Ryan Charles Rasner, Ryan Rasner, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 6 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ryan Charles Rasner | Ryan Rasner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan C Rasner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
November 6, 2020 - July 25, 2024
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEW YORK, NY
Past
June 15, 2016 - October 20, 2020
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
BD
CRD#: 329
New York, NY
Past
September 17, 2013 - June 15, 2016
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
NEW YORK, NY
Past
November 5, 2011 - September 5, 2013
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
September 23, 2011 - September 5, 2013
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
October 28, 2010 - July 6, 2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
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Alabama(10/3/2024)
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Alaska(10/3/2024)
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Arizona(10/3/2024)
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Arkansas(10/3/2024)
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California(10/3/2024)
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Colorado(10/3/2024)
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Connecticut(10/3/2024)
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Delaware(10/3/2024)
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District of Columbia(10/3/2024)
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Florida(10/3/2024)
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Georgia(10/3/2024)
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Hawaii(10/3/2024)
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Idaho(10/3/2024)
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Illinois(10/3/2024)
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Indiana(10/3/2024)
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Iowa(10/3/2024)
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Kansas(10/3/2024)
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Kentucky(10/3/2024)
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Louisiana(10/3/2024)
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Maine(10/3/2024)
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Maryland(10/3/2024)
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Massachusetts(10/3/2024)
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Michigan(10/3/2024)
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Minnesota(10/3/2024)
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Mississippi(10/3/2024)
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Missouri(10/3/2024)
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Montana(10/3/2024)
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Nebraska(10/3/2024)
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Nevada(10/3/2024)
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New Hampshire(10/3/2024)
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New Jersey(10/3/2024)
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New Mexico(10/3/2024)
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New York(10/3/2024)
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North Carolina(10/3/2024)
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North Dakota(10/3/2024)
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Ohio(10/3/2024)
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Oklahoma(10/3/2024)
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Oregon(10/3/2024)
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Pennsylvania(10/3/2024)
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Puerto Rico(10/3/2024)
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Rhode Island(10/3/2024)
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South Carolina(10/3/2024)
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South Dakota(10/3/2024)
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Tennessee(10/3/2024)
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Texas(10/3/2024)
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Utah(10/3/2024)
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Vermont(10/3/2024)
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Virgin Islands(10/3/2024)
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Virginia(10/3/2024)
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Washington(10/3/2024)
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West Virginia(10/3/2024)
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Wisconsin(10/3/2024)
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Wyoming(10/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
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FINRA
Current Firm
TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
