Curtis J. Pope

POPE WEALTH PLANNING

Tarrytown, NY

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CRD#: 5367975

Professional summary

Curtis James Pope II, CFP®, who also goes by Curtis James Pope, Curtis Pope, is a registered financial advisor currently at POPE WEALTH PLANNING, LLC located in Tarrytown, New York.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Curtis has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curtis James Pope | Curtis Pope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Watt Inc., d.b.a. Northstar Money Investment-related: No Address of the other business: 850 Tularosa Dr., #C Los Angeles CA 90026 Nature of the other business: Northstar is a fintech company that enables employers to offer financial wellness, compensation, and benefits advice. Position with the other business: Financial Planner Start date of your relationship: 11/2/2020 Approximate number of hours/month you devote to the other business: 100 hours/mo. Number of hours you devote to the other business during securities trading hours: 4 hours/day Duties relating to the other business: Duties involve providing advice related to budgeting, savings, employee benefits and general financial advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis James Pope II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6363

NEW YORK, NY

Past

October 22, 2014 - October 15, 2018

MORGAN STANLEY

RIA

CRD#: 149777

FARMINGTON HILLS, MI

Past

August 25, 2014 - October 15, 2018

MORGAN STANLEY

CRD#: 149777

FARMINGTON HILLS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2014

General Securities Representative Examination

Current Firm

POPE WEALTH PLANNING, LLC

CRD#: 328014 / SEC#:

New York

Registered Investment Advisory firm - (9/6/2023 Approved)

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Contact information

Main Address

Tarrytown, NY

Mailing Address

Phone number

(646) 640-6337

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 10,059,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Curtis J. Pope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis James Pope II's CRS (Customer Relationship Summary).

Certified licenses

Experience

POPE WEALTH PLANNING, LLC

NORTHSTAR INVESTMENT ADVISORY LLC

POPE, CURTIS, CFP

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/25/2014

Current Firm

POPE WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POPE WEALTH PLANNING, LLC

TRUST BUT VERIFY

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