Trevor Montano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Montano, who also goes by Trevor Joseph Montano, was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2007. Trevor had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2024 - January 16, 2025
WEST POTOMAC CAPITAL LLC
October 31, 2017 - March 2, 2020
MOELIS & COMPANY LLC
June 20, 2011 - July 10, 2014
CITIGROUP GLOBAL MARKETS INC.
September 25, 2007 - April 28, 2011
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEST POTOMAC CAPITAL LLC
CRD#: 309094 / SEC#: 801-127050
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 5,293,000 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Virginia | ERA - Withdrawn | 9/7/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
