SW
Scott L. Wisnewski
JOHNSON WEALTH
Milwaukee, WI 53202
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CRD#: 5367643
SW
Professional summary
Scott Lee Wisnewski, who also goes by Scott L Wisnewski, is a registered financial advisor currently at JOHNSON WEALTH INC. located in Milwaukee, Wisconsin.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott L Wisnewski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Johnson Bank; investment related affiliate; 555 E Wells Street, Milwaukee, WI; wealth management, trust services, banking, loans; Wealth Advisor; December 2022; full-time wealth advisor and dual employee of Johnson Bank and Johnson Wealth. 2. Licensed for sale of variable life/variable annuity, life, and/or accident and health insurance products but not currently employed by any insurance company and not currently selling any of these products. 3. Genevieves Garden Homeowners Association Inc, Not Investment-related, 8065 S Bernards Way, Oak Creek, WI, USA, 53154, President, Start Date: 07/28/2016, 0 hrs per week, 0 trading hrs per week, Homeowners Association, Duties: President shall be the CEO of the Association and a member of the Board Be responsible for the proper execution of the business and affairs of the Association subject to control of the Board Preside at all meetings of the Association and Board. 4. Classic Lanes Mixed Classic League; Not investment-related; 7501 S Howell Ave., Oak Creek, WI 53154; League Secretary; August, 2023; 1 hr per week; Determine league schedule in collaboration with League President and Bowling Center Proprietor. Collect league bowling fees from team captains, pay bowling center for lineage fees, and deposit retained prize fund money in bank account in name of the league on weekly basis. Distribute prize money to teams/individuals per prize fund schedule.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lee Wisnewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2023 - Present
JOHNSON WEALTH INC.
Office #1: 555 East Wells Street Suite 1900, Milwaukee, WI 53202RIA
CRD#: 125557
Milwaukee, WI
Past
February 15, 2022 - December 31, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Elm Grove, WI
Past
February 14, 2022 - December 31, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Elm Grove, WI
Past
April 22, 2015 - October 4, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Milwaukee, WI
Past
April 22, 2015 - October 4, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Milwaukee, WI
Past
October 1, 2012 - May 6, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
MILWAUKEE, WI
Past
October 1, 2012 - May 6, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MILWAUKEE, WI
Past
July 22, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MILWAUKEE, WI
Past
July 12, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JOHNSON WEALTH INC.
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.
CRD#: 125557 / SEC#: 801-61862
RIA
Registered Investment Advisory firm - (3/4/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JW
JOHNSON WEALTH INC.
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.
CRD#: 125557 / SEC#: 801-61862
RIA
Registered Investment Advisory firm - (3/4/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
555 East Wells Street Suite 1900, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 291-4500
Established
Firm type
Fiscal year end
# of Employees
132
SEC notice filing (45 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,888 |
| AUM (Assets Under Management) | $ 9,109,318,040 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 10/25/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHNSON WEALTH INC.
CRD#: 125557Milwaukee, WI 53202TRUST BUT VERIFY
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