Robert D. Dunn

SERVATUS CAPITAL

St. Louis, MO

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CRD#: 5367632

Professional summary

Robert Duffy Dunn, CFP®, who also goes by Robert D Dunn, is a registered financial advisor currently at SERVATUS CAPITAL located in St. Louis, Missouri.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robert has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert D Dunn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Robert Duffy Dunn is a licensed insurance agent and is the member of Flex Capital Lending, LLC dba Pure Strike Lending, a commercial finance entity that may provide debt placement, consulting, and/or business financing related solutions for small and mid-sized companies. While this business is not related to Servatus capital related clients or business activity, commissions from these outside business activities have historically been paid for placing insurance business or referring finance related business with various insurance or capital providers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Duffy Dunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

November 10, 2023 - Present

SERVATUS CAPITAL

RIA

CRD#: 311428

St. Louis, MO

Past

December 20, 2021 - September 18, 2023

PURE STRIKE CAPITAL, LLC

RIA

CRD#: 317786

ST LOUIS, MO

Past

December 23, 2015 - October 8, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLAYTON, MO

Past

December 3, 2015 - October 8, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLAYTON, MO

Past

August 17, 2007 - March 26, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CLAYTON, MO

Past

August 8, 2007 - March 26, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CLAYTON, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SERVATUS CAPITAL

SERVATUS CAPITAL | SERVATUS CAPITAL, LLC

CRD#: 311428 / SEC#: 801-132631

RIA

Registered Investment Advisory firm - (5/1/2025 Approved)

Florida

Registered Investment Advisory firm - (11/14/2025 Termination Requested)

Missouri

Registered Investment Advisory firm - (11/14/2025 Termination Requested)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/31/2024)

IAR

Missouri
(11/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/10/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2015

General Securities Representative Examination

Current Firm

SERVATUS CAPITAL

SERVATUS CAPITAL | SERVATUS CAPITAL, LLC

CRD#: 311428 / SEC#: 801-132631

RIA

Registered Investment Advisory firm - (5/1/2025 Approved)

Florida

Registered Investment Advisory firm - (11/14/2025 Termination Requested)

Missouri

Registered Investment Advisory firm - (11/14/2025 Termination Requested)

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Contact information

Main Address

999 Vanderbilt Beach Road Suite 707, Naples, FL 34108

Mailing Address

Phone number

(314) 750-1167

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B - ROBERT DUNN (3/31/2025)

SERVATUS CAPITAL FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 109,664,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert D. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Duffy Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURE STRIKE CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SERVATUS CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2015

Series 7TO

Date: 1/10/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2015

Current Firm

SERVATUS CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SERVATUS CAPITAL

TRUST BUT VERIFY

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