Douglas G. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas George Johnson JR, who also goes by Todd Johnson, Douglas George Johnson Jr, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2009. Douglas had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - April 24, 2015
SEAPORT GLOBAL SECURITIES LLC
October 15, 2010 - December 23, 2014
CRT CAPITAL GROUP LLC
February 2, 2009 - September 28, 2010
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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