Peter T. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Trivess Cooper, who also goes by Peter T Cooper, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1967. Peter had worked at 4 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - December 4, 2017
COOPER CAPITAL, INC.
March 10, 1995 - March 1, 2012
THE NORTHSTAR GROUP, INC.
May 19, 1978 - August 2, 1993
KIDDER, PEABODY & CO. INCORPORATED
July 12, 1967 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/15/1977
AMEX Put and Call ExamSeries 1
Date: 1/7/1966
Registered Representative ExaminationSeries 40
Date: 4/19/1973
Registered Principal ExaminationCurrent Firm
COOPER CAPITAL, INC.
CRD#: 127691 / SEC#: 801-62263
Contact information
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 20,546,770 |
Red Flags
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