Paul Thomas Morrone

MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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MORGAN STANLEY

MADISON, CT · CRD#

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CHESHIRE, CT · CRD#

Credentials

CFP®

Certified Financial PlannerSince 2013

Years of Experience

15 years registered in the securities industry

Current & Past Employments

Current

GREAT VALLEY ADVISOR GROUP, LLCCurrent·CRD# 123913

RIA

5 Saint John Street, North Haven, CT 06473

May 3, 2021 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413

BD

North Haven, CT

December 2, 2011 - September 22, 2026

U.S. FINANCIAL ADVISORSPast·CRD# 108763

RIA

North Haven, CT

January 9, 2012 - June 4, 2021

OSAIC FS, INC.Past·CRD# 3870

BD

North Haven, CT

November 17, 2011 - December 3, 2011

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MORGAN STANLEY

MADISON, CT · CRD#

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Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

GV

GREAT VALLEY ADVISOR GROUP, LLC

CRD#: 123913 / SEC#: 801-72270

RIA

Registered Investment Advisory firm - SEC (4/8/2011 Approved)

Delaware

Registered Investment Advisory firm - Delaware (4/12/2011 Terminated)

Maryland

Registered Investment Advisory firm - Maryland (5/20/2011 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (4/13/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

920 Cassatt Road Suite 202, Berwyn, PA 19312

Phone Number

(610) 296-7630

# of Employees

325

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Part 2 Brochures

GREAT VALLEY ADVISOR GROUP, INC. FORM ADV PART 2A (9/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

37,014

AUM (Assets Under Management)

$10,599,707,027

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MORGAN STANLEY

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2/9/2012 - US WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/13/2014 - US Insurance Brokers LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/09/14 - 5 Hours Per Month During Securities Trading. 3. 10/13/2014 - US WEALTH MANAGEMENT NEW HAVEN LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) / 10% Time Spent 4. 10/30/2014 - PAUL T. MORRONE, CPA - TAX PREP/ACCOUNTING/CPA - NORTH HAVEN, CT - 10% Time Spent 5. 03/28/2018 - M&M CPA, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Member & CPA - 15 Hours Per Month/10 Hours During Securities Trading - Started 02/15/2018. 6. 12/10/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 10/01/2017 - 1 Hours Per Month During Securities Trading. 7. 5/25/2021 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/03/2021 - 30 Hours Per Month During Securities Trading - Time Spent 20% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 01/08/2024 - GVA Insurance Brokers LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/09/14 - 5 Hours Per Month/ During Trading 9. 01/19/2024 - Nexa Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/30/2024 - 160 Hours Per Month/ During Trading 10. 03/19/2024 - Nexa Financial Group LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/30/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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MORGAN STANLEY

MADISON, CT · CRD#

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GV

GREAT VALLEY ADVISOR GROUP, LLC

CRD#: 123913 / SEC#: 801-72270

RIA

Registered Investment Advisory firm - SEC (4/8/2011 Approved)

Delaware

Registered Investment Advisory firm - Delaware (4/12/2011 Terminated)

Maryland

Registered Investment Advisory firm - Maryland (5/20/2011 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (4/13/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Connecticut
(5/3/2021)

IAR

Florida
(11/6/2024)

IAR

Texas
(5/3/2021)

IAR

Virginia
(10/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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MORGAN STANLEY

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CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Paul Thomas Morrone's CRS (Customer Relationship Summary).

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MORGAN STANLEY

MADISON, CT · CRD#

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CHESHIRE, CT · CRD#