Peter B. Cooper

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CRD#: 53669

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Bruce Cooper was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1973. Peter had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 1, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2013 - December 31, 2015

WALL STREET STRATEGIES, INC.

CRD#: 31268

LAKE ZURICH, IL

Past

January 22, 2010 - November 28, 2012

RICHFIELD ORION INTERNATIONAL, INC.

CRD#: 24433

CASTLE ROCK, CO

Past

July 3, 2008 - January 20, 2010

SELECT CAPITAL CORPORATION

CRD#: 145997

EAGLE, ID

Past

February 26, 2002 - June 27, 2008

DBSI SECURITIES CORPORATION

CRD#: 11687

BOISE, ID

Past

November 5, 1999 - January 29, 2002

COLEMAN & COMPANY SECURITIES, INC.

CRD#: 1486

NEW YORK, NY

Past

January 30, 1996 - November 11, 1999

OAKBROOK INVESTMENT BROKERS, INC.

CRD#: 22133

VILLA PARK, IL

Past

January 17, 1991 - April 8, 1992

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

Past

October 11, 1983 - December 17, 1995

COOPER INVESTMENT PARTNERS

CRD#: 10905

OAKBROOK TERRACE, IL

Past

February 22, 1980 - December 13, 1985

PETER B. COOPER & ASSOCIATES, INC.

CRD#: 8113

Past

January 11, 1977 - December 30, 1979

WILLIAM BLAIR

CRD#: 1252

Past

January 2, 1973 - February 17, 1977

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/11/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2004

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/21/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 1

Date: 12/15/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/12/1982

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 1/9/1980

Direct Participation Programs Principal Examination

Current Firm

WALL STREET STRATEGIES, INC.

SINCLAIR CAPITAL GROUP, INC. | WATERFORD TECHNOLOGY EQUITIES, INC. | WALL STREET STRATEGIES, INC.

CRD#: 31268 / SEC#: , 8-45459

Cancelled by SEC on 03/17/2021

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Contact information

Main Address

Mailing Address

Phone number

Established

Oklahoma since 01/04/1993

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SAVAGE, GARRY NELSON SR	CEO, CCO, PRESIDENT	1195330
SAVAGE, GARRY NELSON JR	EXECUTIVE VICE PRESIDENT, FINOP, SECRETARY, TREASURER	2338013
WARD, JEFFREY SCOTT	VICE-PRESIDENT, FINOP	2490210

Disclosures

Regulatory Event	5
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter B. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RICHFIELD ORION INTERNATIONAL, INC.

SELECT CAPITAL CORPORATION

DBSI SECURITIES CORPORATION

COLEMAN & COMPANY SECURITIES, INC.

OAKBROOK INVESTMENT BROKERS, INC.

DREHER & ASSOCIATES, INC.

COOPER INVESTMENT PARTNERS

PETER B. COOPER & ASSOCIATES, INC.

WILLIAM BLAIR

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/1980

SIE

Date: 12/31/2015

Series 7

Date: 12/16/2004

Series 3

Date: 4/21/1986

Series 1

Date: 12/15/1972

Series 24

Date: 1/12/1982

Series 39

Date: 1/9/1980

Current Firm

WALL STREET STRATEGIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WALL STREET STRATEGIES, INC.

TRUST BUT VERIFY

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