BJ
Brannigan J. Judge
VOYA FINANCIAL ADVISORS
Pittsford, NY 14534
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CRD#: 5366429
BJ
Professional summary
Brannigan James Judge is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Pittsford, New York.
Brannigan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brannigan has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 07/02/2024 ADDRESS: 1175 Pittsford-Victor Road, Suite 100, Pittsford NY 14534, United States DESCRIPTION: Sales of fixed insurance products. DECISIONAL TAX SERVICES, LLC POSITION: Co-Owner NATURE: Tax Prep INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 1 Old Lyme Rd, Pittsford NY 14534, United States DESCRIPTION: Offers tax preparation for individuals and families. UNITED HEALTHCARE POSITION: Captive Agent NATURE: Medicare Advantage Sales/Enrollment INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2021 ADDRESS: 1 Old Lyme Rd, Pittsford NY 14534, United States DESCRIPTION: Assisting customers with the purchase/enrollment of Medicare Advantage Plans.
CRS (Client Relationship Summary) - RIA
Click below to view Brannigan James Judge's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brannigan James Judge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1175 Pittsford-victor Rd, Ste 100, Pittsford, NY 14534RIA
BD
CRD#: 2882
Pittsford, NY
Current
May 30, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1175 Pittsford-victor Rd, Ste 100, Pittsford, NY 14534RIA
BD
CRD#: 2882
Pittsford, NY
Past
June 16, 2023 - July 5, 2024
DECISIONAL WEALTH ADVISORS LLC
RIA
CRD#: 326684
ROCHESTER, NY
Past
November 20, 2020 - June 16, 2023
PINNACLE INVESTMENTS, LLC
RIA
CRD#: 142910
EAST SYRACUSE, NY
Past
November 19, 2020 - June 16, 2023
PINNACLE INVESTMENTS, LLC
BD
CRD#: 142910
EAST SYRACUSE, NY
Past
September 18, 2015 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
ROCHESTER, NY
Past
September 16, 2015 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
ROCHESTER, NY
Past
January 7, 2015 - September 11, 2015
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
BROOKLYN, NY
Past
January 6, 2015 - September 11, 2015
SANTANDER SECURITIES LLC
BD
CRD#: 41791
BROOKLYN, NY
Past
November 20, 2012 - July 10, 2014
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
BROOKLYN, NY
Past
November 20, 2012 - July 10, 2014
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BROOKLYN, NY
Past
March 24, 2010 - December 21, 2011
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LONG ISLAND CITY, NY
Past
March 3, 2010 - December 21, 2011
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
LONG ISLAND CITY, NY
Past
February 4, 2009 - July 16, 2009
PINNACLE INVESTMENTS, LLC
BD
CRD#: 142910
EAST SYRACUSE, NY
Past
November 5, 2008 - January 29, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
EAST SYRACUSE, NY
Past
December 7, 2007 - February 12, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BOCA RATON, FL
Past
December 6, 2007 - February 12, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(5/31/2024)
RR
Florida(1/2/2025)
RR
Maine(5/31/2024)
IAR
New York(5/29/2024)
RR
New York(5/30/2024)
RR
South Carolina(5/31/2024)
RR
Texas(5/5/2025)
IAR
Texas(5/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Pittsford, NY 14534TRUST BUT VERIFY
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