Meghan E. Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meghan Elyse Holmes was a registered financial professional .
Meghan is a previously registered financial professional and started their career in finance in 2007. Meghan had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2021 - March 3, 2022
TD AMERITRADE, INC.
July 27, 2021 - March 3, 2022
TD AMERITRADE, INC.
March 25, 2008 - March 3, 2022
CHARLES SCHWAB & CO., INC.
March 25, 2008 - March 3, 2022
CHARLES SCHWAB & CO., INC.
August 27, 2007 - December 17, 2007
SECURIAN FINANCIAL SERVICES, INC.
August 27, 2007 - December 17, 2007
CRI SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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