Carter E. Coe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carter Eugene Coe, who also goes by Carther Eugene Coe, was a registered financial professional .
Carter is a previously registered financial professional and started their career in finance in 2007. Carter had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2018 - November 12, 2021
STAFFORD CAPITAL PARTNERS LIMITED
July 24, 2007 - December 31, 2007
PFS INVESTMENTS INC.
Primary Firm SEC Registration
STAFFORD CAPITAL PARTNERS LIMITED
CRD#: 168133 / SEC#: 801-78750
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STAFFORD CAPITAL PARTNERS LIMITED
CRD#: 168133 / SEC#: 801-78750
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 6,470,312,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
