Carter Eugene Coe
Professional Summary
Carter Eugene Coe, who also goes by Carther Eugene Coe, was a registered financial advisor. Carter was a previously registered financial professional and started their career in finance 2007 - 2021. Carter had worked at 2 firms and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carther Eugene Coe
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
STAFFORD CAPITAL PARTNERS LIMITED | STAFFORD TIMBERLAND, INC. | STAFFORD TIMBERLAND LIMITED | STAFFORD PACIFIC TIMBERLAND INVESTMENT MANAGEMENT PTY LTD
Contact Information
Main Address
17 Slingsby Place 2nd Floor, London, WC2E 9ABPhone Number
+44-203-988-5796# of Employees
43SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
32AUM (Assets Under Management)
$6,749,571,078Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
STAFFORD CAPITAL PARTNERS LIMITED | STAFFORD TIMBERLAND, INC. | STAFFORD TIMBERLAND LIMITED | STAFFORD PACIFIC TIMBERLAND INVESTMENT MANAGEMENT PTY LTD
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2007About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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