Eduardo Flores Forastieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo Flores Forastieri, who also goes by Eduardo Flores, Edwardo Flores Forastieri, was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 2007. Eduardo had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2011 - October 1, 2018
FIRST BANK PUERTO RICO SECURITIES, CORP.
November 6, 2007 - February 17, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST BANK PUERTO RICO SECURITIES, CORP.
CRD#: 150135 / SEC#: , 8-68219
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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