Christopher Loftus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Loftus was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2026 - May 27, 2026
CANTOR FITZGERALD & CO.
January 5, 2024 - April 16, 2025
STONEX FINANCIAL INC.
October 2, 2023 - December 18, 2023
TJM INVESTMENTS, LLC
January 13, 2022 - April 18, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 5, 2021 - April 18, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 7, 2021 - April 18, 2023
LIQUIDNET, INC.
September 16, 2020 - March 23, 2021
PARK WALK CAPITAL MARKETS, LLC
January 3, 2019 - July 9, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 10, 2018 - July 9, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 28, 2017 - March 26, 2018
R.W.PRESSPRICH & CO.
June 5, 2015 - December 3, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 23, 2011 - June 5, 2015
STERNE, AGEE & LEACH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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