Matthew C. Heffington

KIMERY WEALTH MANAGEMENT

Memphis, TN 38119

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CRD#: 5365434

Professional summary

Matthew Curtis Heffington is a registered financial advisor currently at KIMERY WEALTH MANAGEMENT, LLC located in Memphis, Tennessee.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kimery Wealth Management, 6410 Poplar Avenue Ste 100, Memphis, TN 38119. Registered investment advisory rep. 160 hrs/month , majority during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Curtis Heffington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2017 - Present

KIMERY WEALTH MANAGEMENT, LLC

Office #1: 6410 Poplar Avenue Suite 100 Tower 2, Memphis, TN 38119

RIA

CRD#: 288229

Memphis, TN

Past

June 19, 2017 - December 31, 2018

KIMERY WEALTH MANAGEMENT, LLC

RIA

CRD#: 288229

Memphis, TN

Past

June 16, 2017 - August 17, 2018

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Memphis, TN

Past

May 29, 2014 - June 19, 2017

MORGAN STANLEY

RIA

CRD#: 149777

MEMPHIS, TN

Past

May 3, 2014 - June 19, 2017

MORGAN STANLEY

CRD#: 149777

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIMERY WEALTH MANAGEMENT, LLC

CRD#: 288229 / SEC#: 801-110623

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2014

General Securities Representative Examination

Current Firm

KIMERY WEALTH MANAGEMENT, LLC

CRD#: 288229 / SEC#: 801-110623

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

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Contact information

Main Address

6410 Poplar Avenue Suite 100 Tower 2, Memphis, TN 38119

Mailing Address

Phone number

(901) 291-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KWM WRAP BROCHURE (4/28/2025)

ADV PART 2A - FIRM BROCHURE (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,356
AUM (Assets Under Management)	$ 440,800,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/26/2025	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Heffington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Curtis Heffington's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIMERY WEALTH MANAGEMENT, LLC

PRIVATE CLIENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

KIMERY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2014

SIE

Date: 8/17/2018

Series 7

Date: 5/3/2014

Current Firm

KIMERY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KIMERY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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