Breon D. Innman

SYSTEMATIC INSIGHTS CAPITAL

New York, NY 10007

CRD#: 5365311

Some features on this profile are disabled

Professional summary

Breon Dominek Innman, who also goes by Breon Dominek Innman, Breon Innman, is a registered financial advisor currently at SYSTEMATIC INSIGHTS CAPITAL, LLC located in New York, New York.

Breon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Breon has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Breon Dominek Innman | Breon Innman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Breon Dominek Innman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2014 - Present

SYSTEMATIC INSIGHTS CAPITAL, LLC

Office #1: One World Trade Center Suite 8500, New York, NY 10007

RIA

CRD#: 170179

New York, NY

Past

March 6, 2012 - December 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALPHARETTA, GA

Past

March 5, 2012 - December 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALPHARETTA, GA

Past

July 2, 2010 - September 23, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DALLAS, TX

Past

June 7, 2010 - September 23, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

DALLAS, TX

Past

October 15, 2007 - June 4, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MELVILLE, NY

Past

September 18, 2007 - June 4, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/2007

General Securities Representative Examination

Current Firm

SYSTEMATIC INSIGHTS CAPITAL, LLC

CRD#: 170179 / SEC#:

Georgia

Registered Investment Advisory firm - (2/4/2014 Approved)

New York

Registered Investment Advisory firm - (11/1/2017 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One World Trade Center Suite 8500, New York, NY 10007

Mailing Address

Phone number

(929) 346-7249

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

SUMMIT, NJ

Richard Dragotta

LPL FINANCIAL LLC

IAR

PARAMUS, NJ

Anthony Macagna

LPL FINANCIAL LLC

IAR

PARAMUS, NJ

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Breon D. Innman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Breon Dominek Innman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYSTEMATIC INSIGHTS CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2007

Series 7

Date: 9/17/2007

Current Firm

SYSTEMATIC INSIGHTS CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

SYSTEMATIC INSIGHTS CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors