Matthew L. White
Professional summary
Matthew Leon White was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Prior to being barred, Matthew has worked at 3 firms, which includes MML INVESTORS SERVICES LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Leon White's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2018 - Present
WHITE MCGOWAN
Office #1: 400 West Capitol Avenue Suite 2891, Little Rock, AR 72201October 27, 2015 - June 7, 2018
MML INVESTORS SERVICES, LLC
June 9, 2015 - June 7, 2018
MML INVESTORS SERVICES, LLC
January 27, 2009 - June 11, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/18/2018)
(10/22/2018)
(10/19/2018)
(10/30/2018)
Exams
Current Firm
WHITE MCGOWAN
CRD#: 297785 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 68,026,303 |
Red Flags
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Company Information
WHITE MCGOWAN
CRD#: 297785Little Rock, AR 72201TRUST BUT VERIFY
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