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JO

Jaime A. Ortiz

Some features on this profile are disabled
CRD#: 5364637
JO

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jaime Alejandro Ortiz was a registered financial professional .

Jaime is a previously registered financial professional and started their career in finance in 2008. Jaime had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 4, 2019 - November 28, 2022

BULLTICK WEALTH MANAGEMENT, LLC

RIA
CRD#: 141588
MIAMI, FL
Past

May 8, 2019 - November 28, 2022

BULLTICK, LLC

BD
CRD#: 104005
MIAMI, FL
Past

June 1, 2018 - October 18, 2018

STONEX INTERNATIONAL ADVISORS INC

RIA
CRD#: 153799
MIAMI, FL
Past

November 15, 2017 - October 18, 2018

STONEX INTERNATIONAL SECURITIES INC.

BD
CRD#: 146667
MIAMI, FL
Past

May 30, 2013 - December 14, 2016

ITAU INTERNATIONAL SECURITIES INC.

BD
CRD#: 144769
MIAMI, FL
Past

December 17, 2010 - February 4, 2013

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MIAMI, FL
Past

May 24, 2010 - February 4, 2013

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

May 5, 2008 - February 17, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BULLTICK WEALTH MANAGEMENT, LLC
BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA
Registered Investment Advisory firm - (5/27/2008 Approved)
California
Registered Investment Advisory firm - (5/29/2008 Terminated)
Florida
Registered Investment Advisory firm - (5/29/2008 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2018
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/15/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/3/2008
General Securities Representative Examination

Current Firm

BW
BULLTICK WEALTH MANAGEMENT, LLC
BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA
Registered Investment Advisory firm - (5/27/2008 Approved)
California
Registered Investment Advisory firm - (5/29/2008 Terminated)
Florida
Registered Investment Advisory firm - (5/29/2008 Terminated)
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Contact information

Main Address
333 Se 2nd Ave Suite 3950, Miami, FL 33131
Mailing Address
Phone number
(305) 533-1541
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BULLTICK WEALTH MANAGEMENT, LLC BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts388
AUM (Assets Under Management)$ 1,676,677,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BULLTICK WEALTH MANAGEMENT, LLC

CRD#: 141588

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