Christopher T. Wu

SPARKLINE CAPITAL LP

Brooklyn, NY

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CRD#: 5364477

Professional summary

Christopher Tsong-kai Wu is a registered financial advisor currently at SPARKLINE CAPITAL LP located in Brooklyn, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Christopher has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Tsong-kai Wu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2021 - Present

SPARKLINE CAPITAL LP

RIA

CRD#: 314364

Brooklyn, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPARKLINE CAPITAL LP

CRD#: 314364 / SEC#: 801-121161

RIA

Registered Investment Advisory firm - (5/11/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 8/26/2015

National Commodity Futures Examination

Current Firm

SPARKLINE CAPITAL LP

CRD#: 314364 / SEC#: 801-121161

RIA

Registered Investment Advisory firm - (5/11/2021 Approved)

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Contact information

Main Address

Brooklyn, NY

Mailing Address

Phone number

(212) 655-9870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 49,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher T. Wu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Tsong-kai Wu's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPARKLINE CAPITAL LP

Primary Firm SEC Registration

SPARKLINE CAPITAL LP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2021

Series 3

Date: 8/26/2015

Current Firm

SPARKLINE CAPITAL LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPARKLINE CAPITAL LP

TRUST BUT VERIFY

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