Taylor Q. Sauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taylor Quinlan Sauer was a registered financial professional .
Taylor is a previously registered financial professional and started their career in finance in 2007. Taylor had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2012 - May 22, 2013
GL INVESTMENT SERVICES, LLC
October 8, 2008 - August 23, 2011
EATON VANCE MANAGEMENT
September 23, 2008 - August 23, 2011
EATON VANCE DISTRIBUTORS, INC.
September 25, 2007 - August 5, 2008
MORGAN STANLEY & CO. LLC
August 10, 2007 - August 5, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GL INVESTMENT SERVICES, LLC
CRD#: 152158 / SEC#: 801-71436
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
