Robert A. Lawhorn

QUASAR DISTRIBUTORS

Austin, TX 78746

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CRD#: 5363598

Professional summary

Robert Alan Lawhorn, who also goes by Bob Alan Lawhorn, Robert Lawhorn, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Austin, Texas.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Alan Lawhorn | Robert Lawhorn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Alan Lawhorn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2025 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 901 S Mopac Expressway Suite 225, Austin, TX 78746

CRD#: 103848

Austin, TX

Past

January 2, 2018 - November 6, 2019

ASSETMARK, INC.

RIA

CRD#: 109018

Austin, TX

Past

August 15, 2014 - November 6, 2019

ASSETMARK BROKERAGE, LLC

CRD#: 169804

CONCORD, CA

Past

December 4, 2013 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

July 28, 2008 - December 31, 2017

ASSETMARK, INC.

RIA

CRD#: 109018

Austin, TX

Past

May 13, 2008 - November 19, 2013

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

CHICAGO, IL

Past

July 23, 2007 - April 21, 2008

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

DUBLIN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/22/2025)

Arizona
(8/14/2025)

California
(4/14/2025)

Colorado
(5/22/2025)

Connecticut
(5/22/2025)

Delaware
(5/22/2025)

District of Columbia
(5/22/2025)

Hawaii
(4/14/2025)

Maryland
(5/22/2025)

Mississippi
(5/22/2025)

Nevada
(4/14/2025)

New Mexico
(8/14/2025)

Texas
(4/9/2025)

Utah
(8/14/2025)

Virginia
(5/22/2025)

West Virginia
(5/22/2025)

Exams

State Security Law Exam

Series 63

Date: 12/6/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/25/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/7/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/31/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/20/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert A. Lawhorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Alan Lawhorn's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETMARK, INC.

ASSETMARK BROKERAGE, LLC

CAPITAL BROKERAGE CORPORATION

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

NATIONWIDE INVESTMENT SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2024

Series 65

Date: 7/25/2008

Series 7TO

Date: 4/7/2025

SIE

Date: 1/31/2025

Series 6

Date: 7/20/2007

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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