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AK

Adam Kerbis

E.F. HUTTON & CO.
New York, NY
CRD#: 5363585
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AK
Adam KerbisE.F. HUTTON & CO.

Professional summary

Adam Kerbis, who also goes by Adam Logan Kerbis, Adam Kerbis, is a registered financial professional currently at E.F. HUTTON & CO. LLC located in New York, New York.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2012. Adam has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Logan Kerbis | Adam Kerbis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Kerbis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2026 - Present

E.F. HUTTON & CO. LLC

BD
CRD#: 322687
New York, NY
Past

July 1, 2021 - June 9, 2026

UBS SECURITIES LLC

BD
CRD#: 7654
New York, NY
Past

March 6, 2014 - June 30, 2016

EARLYBIRDCAPITAL, INC.

BD
CRD#: 28629
NY, NY
Past

June 5, 2012 - June 11, 2013

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/1/2026)
RR
Alaska
(6/1/2026)
RR
Arizona
(6/1/2026)
RR
Arkansas
(6/1/2026)
RR
California
(6/1/2026)
RR
Colorado
(6/1/2026)
RR
Connecticut
(6/1/2026)
RR
Delaware
(6/1/2026)
RR
District of Columbia
(6/1/2026)
RR
Florida
(6/1/2026)
RR
Georgia
(6/1/2026)
RR
Hawaii
(6/1/2026)
RR
Idaho
(6/1/2026)
RR
Illinois
(6/1/2026)
RR
Indiana
(6/1/2026)
RR
Iowa
(6/1/2026)
RR
Kansas
(6/1/2026)
RR
Kentucky
(6/1/2026)
RR
Louisiana
(6/1/2026)
RR
Maine
(6/1/2026)
RR
Maryland
(6/1/2026)
RR
Massachusetts
(6/1/2026)
RR
Michigan
(6/1/2026)
RR
Minnesota
(6/1/2026)
RR
Mississippi
(6/1/2026)
RR
Missouri
(6/1/2026)
RR
Montana
(6/1/2026)
RR
Nebraska
(6/1/2026)
RR
Nevada
(6/1/2026)
RR
New Hampshire
(6/1/2026)
RR
New Jersey
(6/1/2026)
RR
New Mexico
(6/1/2026)
RR
New York
(6/1/2026)
RR
North Carolina
(6/1/2026)
RR
North Dakota
(6/1/2026)
RR
Ohio
(6/1/2026)
RR
Oklahoma
(6/1/2026)
RR
Oregon
(6/1/2026)
RR
Pennsylvania
(6/1/2026)
RR
Puerto Rico
(6/1/2026)
RR
Rhode Island
(6/1/2026)
RR
South Carolina
(6/1/2026)
RR
South Dakota
(6/1/2026)
RR
Tennessee
(6/1/2026)
RR
Texas
(6/1/2026)
RR
Utah
(6/1/2026)
RR
Vermont
(6/1/2026)
RR
Virgin Islands
(6/1/2026)
RR
Virginia
(6/1/2026)
RR
Washington
(6/1/2026)
RR
West Virginia
(6/1/2026)
RR
Wisconsin
(6/1/2026)
RR
Wyoming
(6/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/30/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/1/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/17/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/4/2012
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EH
E.F. HUTTON & CO. LLC
E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: , 8-70957

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Mailing Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Phone number
(212) 970-3700
Established
New Mexico since 06/29/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
E.F. HUTTON HOLDINGS LLCMEMBER
CRAPPS, WILLIAM HAYWOOD JRCO-CCO4189289
ONESTO, RICHARD ERNESTFINOP/PFO/POO2453096
RALLO, JOSEPH THOMASCEO5184862
ROHM, BRIANCO-CCO5328680
SWANSTON, DUNCAN BOSWELLPRESIDENT5402343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

E.F. HUTTON & CO. LLC

CRD#: 322687New York, NY

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