Peter T. Ma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter T Ma, who also goes by Peter Timothy Ma, Peter Ma, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2011. Peter had worked at 1 firm and has passed the Series 79 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2011 - January 25, 2012
M.E.S.A. SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
M.E.S.A. SECURITIES, INC.
CRD#: 136138 / SEC#: , 8-66976
Contact information
Documents
Red Flags
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