Nathan C. Helms
ACCURATE WEALTH MANAGEMENT
Saint Petersburg, FL
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CRD#: 5362846
Professional summary
Nathan Campbell Helms, CFP®, CIMA® is a registered financial advisor currently at ACCURATE WEALTH MANAGEMENT, LLC located in Saint Petersburg, Florida and AAG CAPITAL, INC located in Wesley Chapel, Florida.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nathan has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)9/2021- Integrity Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Tampa, FL 2) 9/2021- Nathan Helms LLC- Business Entity For Tax/Investment Purposes Only- inv. related- St. Petersburg, FL- start date 3/31/2021 3) 9/2021- Nathan Helms Inc - Business Entity For Tax/Investment Purposes Only- inv. related- St. Petersburg, FL- start date 3/31/2021 4) 07/31/2022 - Cavalier & Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 07/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Campbell Helms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 20, 2024 - Present
ACCURATE WEALTH MANAGEMENT, LLC
RIA
CRD#: 298137
Saint Petersburg, FL
Current
June 20, 2024 - Present
AAG CAPITAL, INC
Office #1: 2211 Ashley Oaks Circle, Wesley Chapel, FL 33544BD
CRD#: 188
Wesley Chapel, FL
Past
September 24, 2021 - June 28, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAINT PETERSBURG, FL
Past
September 24, 2021 - June 28, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
SAINT PETERSBURG, FL
Past
March 3, 2014 - September 28, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TAMPA, FL
Past
February 21, 2014 - September 28, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TAMPA, FL
Past
March 28, 2008 - March 3, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
TAMPA, FL
Past
March 25, 2008 - March 3, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
TAMPA, FL
Past
June 29, 2007 - March 24, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(6/20/2024)
RR
Arizona(6/20/2024)
RR
Colorado(6/20/2024)
RR
Florida(6/20/2024)
IAR
Florida(6/24/2024)
RR
Georgia(6/20/2024)
RR
Louisiana(6/20/2024)
RR
Maine(6/20/2024)
RR
Nebraska(6/20/2024)
RR
New York(6/20/2024)
RR
North Carolina(6/28/2024)
RR
Ohio(6/20/2024)
RR
Pennsylvania(6/20/2024)
IAR
Pennsylvania(6/20/2024)
RR
South Carolina(6/20/2024)
RR
Texas(6/20/2024)
RR
Virginia(6/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2211 Ashley Oaks Circle, Wesley Chapel, FL 33544
Mailing Address
Phone number
(813) 994-0984
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,363 |
| AUM (Assets Under Management) | $ 1,148,887,091 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
