Mary C. Ballegeer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Caroline Ballegeer, who also goes by Mary C Casady, Mary Caroline Casady, Mary Casady, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2011. Mary had worked at 4 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2018 - June 23, 2020
SINGLE POINT PARTNERS
September 16, 2013 - August 28, 2014
SIGNATOR INVESTORS, INC.
November 13, 2012 - August 22, 2014
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
June 8, 2011 - July 16, 2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Primary Firm SEC Registration
SINGLE POINT PARTNERS
CRD#: 163793 / SEC#: 801-112849
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SINGLE POINT PARTNERS
CRD#: 163793 / SEC#: 801-112849
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,028 |
| AUM (Assets Under Management) | $ 567,607,386 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
