WC
William D. Cann
OWEN LARUE FINANCIAL GROUP
Elizabethtown, KY 42701
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CRD#: 5362475
WC
Professional summary
William D Cann JR, who also goes by Billy Dale Cann Jr, is a registered financial advisor currently at OWEN LARUE FINANCIAL GROUP located in Elizabethtown, Kentucky.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. William has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Billy Dale Cann Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: ABC Real Estate Investment, LLC, Address: 159 Columbus Drive, Elizabethtown, KY, Not investment related, Nature: Real Estate Investment, Hours per Month: 5 (some time during market hours), Duties: Find residential real estate investment opportunities for potential investment. Name: The Cecilian Bank, Investment Related, Address: 1808 North Dixie Avenue, Elizabethtown, KY 42701, Nature: Banking, Position:Chief Investment Officer/Commercial Lending Specialist, Hours Per month:173, During Market Hours: 8, Duties: Manage Bank Investment Portfolio and Loan Officer Name: Lincoln Association of Baptists, Not Investment Related, Address: 500 College Street Road Elizabethtown, KY 42701, Nature: Compose Policies & Procedures for Expenditures of Interest & Dividends Earned for Selling Property, Position/Title/Relationship: Stewardship Team, Hours: .5 per month, 0 during trading hours, Duties: Policies & Procedures for Expenditures
CRS (Client Relationship Summary) - RIA
Click below to view William D Cann JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2024 - Present
OWEN LARUE FINANCIAL GROUP
Office #1: 1808 North Dixie, Elizabethtown, KY 42701RIA
CRD#: 289436
Elizabethtown, KY
Past
July 6, 2007 - May 14, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
ELIZABETHTOWN, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OL
OWEN LARUE FINANCIAL GROUP
OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC
CRD#: 289436 / SEC#: 801-111041
RIA
Registered Investment Advisory firm - (8/24/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(2/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
OL
OWEN LARUE FINANCIAL GROUP
OWEN LARUE FINANCIAL GROUP | OWEN LARUE, LLC
CRD#: 289436 / SEC#: 801-111041
RIA
Registered Investment Advisory firm - (8/24/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
109 W. Poplar Street, Elizabethtown, KY 42701
Mailing Address
Phone number
(270) 769-9995
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,064 |
| AUM (Assets Under Management) | $ 343,130,053 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OWEN LARUE FINANCIAL GROUP
CRD#: 289436Elizabethtown, KY 42701TRUST BUT VERIFY
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