Lucas A. Ellis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucas Alan Ellis, who also goes by Lucas A Ellis, was a registered financial professional .
Lucas is a previously registered financial professional and started their career in finance in 2007. Lucas had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2015 - December 31, 2015
ARMOURWEALTH MANAGEMENT, LLC
October 21, 2014 - December 31, 2014
ARMOURWEALTH MANAGEMENT, LLC
October 1, 2012 - January 14, 2015
RAFFERTY CAPITAL MARKETS, LLC
August 1, 2012 - June 20, 2014
MERCER GLOBAL ADVISORS INC.
October 22, 2010 - December 12, 2013
GOOD HARBOR FINANCIAL
January 11, 2008 - October 19, 2010
TD AMERITRADE, INC.
January 11, 2008 - October 19, 2010
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 22, 2007 - October 19, 2010
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARMOURWEALTH MANAGEMENT, LLC
CRD#: 165948 / SEC#: 801-77383
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
