Susan M. Pratt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Marie Pratt, who also goes by Susan Marie Cagle, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2008. Susan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - December 7, 2018
BRIDGEWORTH WEALTH MANAGEMENT
April 30, 2015 - September 28, 2018
LPL FINANCIAL LLC
August 21, 2008 - May 6, 2015
OSAIC FA, INC.
April 23, 2008 - May 6, 2015
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGEWORTH WEALTH MANAGEMENT
CRD#: 164100 / SEC#: 801-76956
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,489 |
| AUM (Assets Under Management) | $ 2,016,498,230 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
