Brian H. Doench

DOENCH WEALTH MANAGEMENT

Charlottesville, VA

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CRD#: 5362280

Professional summary

Brian Harold Doench is a registered financial advisor currently at DOENCH WEALTH MANAGEMENT, LLC located in Charlottesville, Virginia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) BRIAN DOENCH OWNS A RENTAL PROPERTY THROUGH WHICH HE RECEIVES RENTAL INCOME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Harold Doench's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2014 - Present

DOENCH WEALTH MANAGEMENT, LLC

RIA

CRD#: 171515

Charlottesville, VA

Past

January 30, 2008 - September 4, 2014

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MIAMI BEACH, FL

Past

November 21, 2007 - September 4, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MIAMI BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/20/2007

General Securities Representative Examination

Current Firm

DOENCH WEALTH MANAGEMENT, LLC

DOENCH WEALTH MANAGEMENT, LLC | DOENCH, BRIAN H

CRD#: 171515 / SEC#:

Florida

Registered Investment Advisory firm - (12/5/2016 Terminated)

Virginia

Registered Investment Advisory firm - (2/10/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlottesville, VA

Mailing Address

Phone number

(843) 422-6478

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 4,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian H. Doench

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Harold Doench's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOENCH WEALTH MANAGEMENT, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2008

Series 7

Date: 11/20/2007

Current Firm

DOENCH WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOENCH WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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