Jason B. Laccone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Brian Laccone was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2007. Jason had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2012 - May 19, 2015
CAPITAL ANALYSTS
June 1, 2012 - May 19, 2015
LINCOLN INVESTMENT
June 1, 2012 - May 19, 2015
LINCOLN INVESTMENT
September 25, 2009 - June 1, 2012
CINCINNATI ANALYSTS, INC.
September 25, 2009 - June 1, 2012
CINCINNATI ANALYSTS, INC.
September 30, 2008 - September 24, 2009
AVANTAX ADVISORY SERVICES
August 28, 2008 - September 24, 2009
AVANTAX INVESTMENT SERVICES, INC.
February 12, 2008 - September 4, 2008
OSAIC SERVICES, INC.
July 16, 2007 - September 4, 2008
OSAIC SERVICES, INC.
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
