Chao-wen Huang
Professional summary
Chao-wen Huang, CFP®, who also goes by Chao Huang, is a registered financial advisor currently at CANDOR FINANCIAL, LLC located in Santa Clara, California.
Chao-wen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Chao-wen has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chao-wen Huang's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
March 12, 2014 - Present
CANDOR FINANCIAL, LLC
August 22, 2007 - July 12, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2023)
(3/12/2014)
Exams
Current Firm
CANDOR FINANCIAL, LLC
CRD#: 155632 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 77,259,693 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
