Jenna A. Brown

EMPIRIKAL PARTNERS LLC

SYRACUSE, NY

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CRD#: 5361782

Professional summary

Jenna A Brown, who also goes by Jenna Ann Brown, Jenna Brown, Jenna A Hantsch, Jenna Ann Hantsch, Jenna Hantsch, is a registered financial advisor currently at EMPIRIKAL PARTNERS LLC located in Syracuse, New York.

Jenna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jenna has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jenna Ann Brown | Jenna Brown | Jenna A Hantsch | Jenna Ann Hantsch | Jenna Hantsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / 4787 SETTING SUN TERRACE, SYRACUSE, NY 13215 / START 04/2017 / 15 HOURS/MONTH / 5 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, ACCIDENT AND HEALTH INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jenna A Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2023 - Present

EMPIRIKAL PARTNERS LLC

RIA

CRD#: 282691

SYRACUSE, NY

Past

April 24, 2018 - September 30, 2022

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Syracuse, NY

Past

April 9, 2018 - September 30, 2022

LIFEMARK SECURITIES CORP.

CRD#: 16204

Syracuse, NY

Past

January 3, 2018 - February 15, 2018

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

LIVERPOOL, NY

Past

August 21, 2017 - December 31, 2017

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

LIVERPOOL, NY

Past

August 21, 2017 - February 15, 2018

CADARET, GRANT & CO., INC.

CRD#: 10641

LIVERPOOL, NY

Past

October 9, 2014 - August 22, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SYRACUSE, NY

Past

October 8, 2014 - August 22, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SYRACUSE, NY

Past

October 3, 2012 - September 25, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

DEWITT, NY

Past

October 3, 2012 - September 25, 2014

LPL FINANCIAL LLC

CRD#: 6413

DEWITT, NY

Past

July 20, 2012 - September 28, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SYRACUSE, NY

Past

May 9, 2012 - September 28, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

SYRACUSE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/30/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2012

General Securities Representative Examination

Current Firm

EMPIRIKAL PARTNERS LLC

EMPIRIKAL PARTNERS LLC | MONZON WEALTH

CRD#: 282691 / SEC#:

Arizona

Registered Investment Advisory firm - (9/7/2016 Approved)

California

Registered Investment Advisory firm - (6/5/2020 Approved)

Colorado

Registered Investment Advisory firm - (7/31/2024 Terminated)

Florida

Registered Investment Advisory firm - (10/28/2020 Approved)

Georgia

Registered Investment Advisory firm - (5/18/2022 Approved)

Maryland

Registered Investment Advisory firm - (3/4/2024 Approved)

Mississippi

Registered Investment Advisory firm - (7/31/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (7/16/2020 Approved)

New York

Registered Investment Advisory firm - (10/12/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (3/3/2021 Approved)

Texas

Registered Investment Advisory firm - (6/19/2020 Approved)

Wyoming

Registered Investment Advisory firm - (5/11/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(480) 558-6167

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 88,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jenna A. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jenna A Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES CORP.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2023

Series 66

Date: 6/30/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2012

Current Firm

EMPIRIKAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMPIRIKAL PARTNERS LLC

TRUST BUT VERIFY

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