Dawna D. Oksen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawna Darlene Oksen, who also goes by Dawna D Deamaral, was a registered financial professional .
Dawna is a previously registered financial professional and started their career in finance in 2012. Dawna had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2012 - September 18, 2012
SOUTH VALLEY WEALTH MANAGEMENT
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 10/11/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SOUTH VALLEY WEALTH MANAGEMENT
CRD#: 14797 / SEC#: 801-61535, 8-31126
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTH VALLEY BANCORP, INC. | FINANCIAL HOLDING COMPANY | |
| HULBERT, ALISON ANNA | CHIEF FINANCIAL OFFICER | 3253965 |
| LEDGERWOOD, MARTIN RICHARD | PRESIDENT AND CCO | 2696876 |
| LEDGERWOOD, RICHARD STEVEN | VICE-PRESIDENT | 305096 |
| LEDGERWOOD, RICHARD STEVEN | SECRETARY/TREASURER | 305096 |
| PEDERSON, CLARK DEAN | VICE-PRESIDENT | 1035357 |
Red Flags
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