Connie J. Streff

BIG SIOUX WEALTH MANAGEMENT

Watertown, SD 57201

Some features on this profile are disabled

CRD#: 5361639

Professional summary

Connie Jo Streff, who also goes by Connie Jo Moyer, is a registered financial advisor currently at BIG SIOUX WEALTH MANAGEMENT located in Watertown, South Dakota.

Connie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Connie has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connie Jo Moyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Jo Streff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2025 - Present

BIG SIOUX WEALTH MANAGEMENT

Office #1: 1401 4th St Ne, Watertown, SD 57201

RIA

CRD#: 299593

Watertown, SD

Past

March 4, 2024 - January 13, 2025

TERRY PESCHL & ASSOCIATES, INC.

RIA

CRD#: 117524

WATERTOWN, SD

Past

May 2, 2008 - January 15, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

WATERTOWN, SD

Past

August 28, 2007 - April 11, 2008

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

WATERTOWN, SD

Past

July 23, 2007 - April 11, 2008

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

WATERTOWN, SD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BIG SIOUX WEALTH MANAGEMENT

BIG SIOUX FINANCIAL, INC. | BIG SIOUX WEALTH MANAGEMENT

CRD#: 299593 / SEC#: 801-118350

RIA

Registered Investment Advisory firm - (3/30/2020 Approved)

Minnesota

Registered Investment Advisory firm - (6/22/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (6/19/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Dakota
(7/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/2007

General Securities Representative Examination

Current Firm

BIG SIOUX WEALTH MANAGEMENT

BIG SIOUX FINANCIAL, INC. | BIG SIOUX WEALTH MANAGEMENT

CRD#: 299593 / SEC#: 801-118350

RIA

Registered Investment Advisory firm - (3/30/2020 Approved)

Minnesota

Registered Investment Advisory firm - (6/22/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (6/19/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1401 4th St Ne, Watertown, SD 57201

Mailing Address

Po Box 1027, Watertown, SD 57201

Phone number

(605) 882-4280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B SEC (2/18/2025)

Regulatory assets under management

Total Number of Accounts	2,036
AUM (Assets Under Management)	$ 200,749,508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Christopher Van Slyke

WORTHPOINTE

IAR

Ramona, CA

Sean Spowart

CYPRESS COAST INVESTMENTS

IAR

Carmel, CA

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Connie J. Streff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Jo Streff's CRS (Customer Relationship Summary).

Certified licenses

Experience

TERRY PESCHL & ASSOCIATES, INC.

NYLIFE SECURITIES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

BIG SIOUX WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2024

Series 66

Date: 8/3/2007

Series 7

Date: 7/20/2007

Current Firm

BIG SIOUX WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BIG SIOUX WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors