Joseph S. Sanford
Professional summary
Joseph Stuart Sanford is a registered financial professional currently at MAZZONE & ASSOCIATES, LLC located in Atlanta, Georgia.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2012. Joseph has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Stuart Sanford's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2012 - Present
MAZZONE & ASSOCIATES, LLC
Office #1: 75 Fourteenth St., Ne, Suite 2800 Office Tower At Four Seasons, Atlanta, GA 30309State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2012)
(12/13/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MAZZONE & ASSOCIATES, LLC
CRD#: 144159 / SEC#: , 8-67639
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAZZONE, DOMINIC CHARLES | CEO/CCO/EXEC. REP/AMLCO | |
| SANFORD, JOSEPH STUART | FINOP & CHIEF FINANCIAL OFFICER | 5361444 |
Red Flags
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