Sean P. Ohagan

THE ADVOCATE GROUP

Minnetonka, MN 55305

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CRD#: 5361404

Professional summary

Sean Patrick Ohagan, CFP®, who also goes by Sean Patrick O'hagan, is a registered financial advisor currently at THE ADVOCATE GROUP, LLC located in Minnetonka, Minnesota.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sean has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Patrick O'hagan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE SALES; INVESTMENT-RELATED; MN; INSURANCE AGENT; START DATE: 01/2023; APPROXIMATELY 40 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Ohagan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 20, 2014 - Present

THE ADVOCATE GROUP, LLC

Office #1: 601 Carlson Parkway Suite 1100, Minnetonka, MN 55305

RIA

CRD#: 155270

Minnetonka, MN

Past

January 21, 2014 - October 7, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

MINNETONKA, MN

Past

December 22, 2008 - September 25, 2015

LPL FINANCIAL LLC

CRD#: 6413

MINNETONKA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ADVOCATE GROUP, LLC

THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.

CRD#: 155270 / SEC#: 801-72157

RIA

Registered Investment Advisory firm - (2/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2008

General Securities Representative Examination

Current Firm

THE ADVOCATE GROUP, LLC

THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.

CRD#: 155270 / SEC#: 801-72157

RIA

Registered Investment Advisory firm - (2/25/2011 Approved)

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Contact information

Main Address

601 Carlson Parkway Suite 1100, Minnetonka, MN 55305

Mailing Address

Phone number

(952) 693-2630

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE ADVOCATE GROUP 2A (2/17/2025)

Regulatory assets under management

Total Number of Accounts	1,025
AUM (Assets Under Management)	$ 713,330,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean P. Ohagan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Ohagan's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ADVOCATE GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

THE ADVOCATE GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/2/2009

SIE

Date: 9/25/2015

Series 7

Date: 12/20/2008

Current Firm

THE ADVOCATE GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ADVOCATE GROUP, LLC

TRUST BUT VERIFY

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