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MD

Mark Ferris Dempsey

ASTRABIT
LEESBURG, VA
·CRD# 5361324·19 years experience

Professional Summary

Mark Ferris Dempsey, who also goes by Mark Dumpsey, is a registered financial advisor currently at ASTRABIT located in Leesburg, Virginia. Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 52, Series 31, Series 7, Series 14, Series 27, Series 4, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Dumpsey

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

ASTRABIT·CRD# 331540
BD
40203 Browns Creek Place, Leesburg, VA 20175
August 17, 2026 - Present
MISSIONSQUARE RETIREMENT·CRD# 108783
RIA
Washington, DC
November 14, 2019 - January 18, 2022
MISSIONSQUARE WEALTH MANAGEMENT·CRD# 23189
BD
Washington, DC
November 7, 2019 - January 18, 2022
NAVY FEDERAL INVESTMENT SERVICES, LLC·CRD# 138459
RIA
Vienna, VA
January 4, 2017 - October 28, 2019
NAVY FEDERAL ASSET MANAGEMENT, LLC·CRD# 144244
RIA
Vienna, VA
May 19, 2015 - January 4, 2017
NAVY FEDERAL INVESTMENT SERVICES, LLC·CRD# 138459
BD
Vienna, VA
March 24, 2015 - October 28, 2019
MORGAN STANLEY·CRD# 149777
RIA
Baltimore, MD
September 29, 2009 - March 29, 2012
MORGAN STANLEY·CRD# 149777
BD
Baltimore, MD
September 2, 2009 - March 29, 2012
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Owings Mills, MD
August 29, 2007 - August 28, 2009

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Current Firm

AS
ASTRABIT

ASTRABIT | CPT CAPITAL, LLC

CRD#: 331540 / SEC#: 8-71246
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

40203 Browns Creek Place, Leesburg, VA 20175

Mailing Address

40203 Browns Creek Place, Leesburg, VA 20175

Phone Number

(440) 935-1607

Established

Delaware since 03/10/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASTRIX, LLCOWNER—
BARRUS, LINDSEY MICHAELCHIEF OPERATIONS OFFICER7916262
BENTIVOGLIO, NICHOLAS PETER ENZOCHIEF EXECUTIVE OFFICER7916255
HIVELY-JOHNSON, AUSTIN MARKFINOPS PRINCIPAL2175386
PARKER, GABRIELCHIEF COMPLIANCE OFFICER7916324

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
District of Columbia
(8/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2015About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2007About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed May 2015About the Series 52 exam

Series 31 — Futures Managed Funds Examination

Passed Nov 2011About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2016About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2015About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2015About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Ferris Dempsey's CRS (Customer Relationship Summary).

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