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MD

Mark F. Dempsey

ASTRABIT
LEESBURG, VA 20175
Some features on this profile are disabled
CRD#: 5361324
MD
Mark Ferris DempseyASTRABIT

Professional summary

Mark Ferris Dempsey, who also goes by Mark Dumpsey, is a registered financial professional currently at ASTRABIT located in Leesburg, Virginia.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 52, Series 31, Series 7, Series 14, Series 27, Series 4, Series 53 and Series 24 exams.

Aliases

Mark Dumpsey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Ferris Dempsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2026 - Present

ASTRABIT

Office #1: 40203 Browns Creek Place, Leesburg, VA 20175
BD
CRD#: 331540
LEESBURG, VA
Past

November 14, 2019 - January 18, 2022

MISSIONSQUARE RETIREMENT

RIA
CRD#: 108783
WASHINGTON, DC
Past

November 7, 2019 - January 18, 2022

MISSIONSQUARE WEALTH MANAGEMENT

BD
CRD#: 23189
WASHINGTON, DC
Past

January 4, 2017 - October 28, 2019

NAVY FEDERAL INVESTMENT SERVICES, LLC

RIA
CRD#: 138459
VIENNA, VA
Past

May 19, 2015 - January 4, 2017

NAVY FEDERAL ASSET MANAGEMENT, LLC

RIA
CRD#: 144244
VIENNA, VA
Past

March 24, 2015 - October 28, 2019

NAVY FEDERAL INVESTMENT SERVICES, LLC

BD
CRD#: 138459
VIENNA, VA
Past

September 29, 2009 - March 29, 2012

MORGAN STANLEY

RIA
CRD#: 149777
BALTIMORE, MD
Past

September 2, 2009 - March 29, 2012

MORGAN STANLEY

BD
CRD#: 149777
BALTIMORE, MD
Past

August 29, 2007 - August 28, 2009

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
OWINGS MILLS, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(8/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/15/2015
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/21/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/2/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 5/21/2015
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 11/3/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/30/2016
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/8/2015
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/28/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/30/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ASTRABIT
ASTRABIT | CPT CAPITAL, LLC

CRD#: 331540 / SEC#: , 8-71246

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
40203 Browns Creek Place, Leesburg, VA 20175
Mailing Address
40203 Browns Creek Place, Leesburg, VA 20175
Phone number
(440) 935-1607
Established
Delaware since 03/10/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ASTRIX, LLCOWNER
BARRUS, LINDSEY MICHAELCHIEF OPERATIONS OFFICER7916262
BENTIVOGLIO, NICHOLAS PETER ENZOCHIEF EXECUTIVE OFFICER7916255
HIVELY-JOHNSON, AUSTIN MARKFINOPS PRINCIPAL2175386
PARKER, GABRIELCHIEF COMPLIANCE OFFICER7916324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASTRABIT

CRD#: 331540Leesburg, VA 20175

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