Melissa M. Witbeck
Professional summary
Melissa Marlene Witbeck, CFP®, who also goes by Melissa M Dicato, Melissa Marlene Dicato, Melissa Dicato, Melissa M Witbeck, Melissa Witbeck, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Melissa has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Marlene Witbeck's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2026 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Avenue, Plano, TX 75024January 14, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024January 26, 2022 - December 20, 2025
CHARLES SCHWAB & CO., INC.
January 26, 2022 - December 20, 2025
CHARLES SCHWAB & CO., INC.
January 21, 2011 - May 11, 2024
TD AMERITRADE, INC.
January 11, 2011 - October 14, 2022
TD AMERITRADE, INC.
January 11, 2011 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 21, 2008 - April 9, 2009
STRATEGIC ADVISERS LLC
October 23, 2007 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2026)
(1/14/2026)
Exams
FINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
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Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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